申能股份有限公司一九九八年度中期报告

                         重要提示
        本公司董事会保证本报告所载资料不存在任何重大遗漏、虚假陈述或者严重误
导，并对其内容的真实性、准确性和完整性负个别及连带责任。
                     一、公司简介
    １、公司法定中文名称：申能股份有限公司
        公司法定英文名称：SHENERGY COMPANY,LTD.
    ２、公司注册地址：上海市浦东东方路428号
        公司办公地址：上海市复兴中路1号申能国际大厦24层
        邮政编码：200021
    ３、公司法定代表人：许冠庠
    ４、联系人：王敏文、周燕飞
        联系地址：上海市复兴中路1号24层
        电话:021-63900888
        传真:021-63900119
    ５、公司股票上市地：上海证券交易所
        股票简称：申能股份
        股票代码：600642
                     二、主要财务指标
    
                                          单位: 元
      项  目                 1998年上半年           1997年上半年
                        调整前          调整后        
      净利润          555169508.26   430650024.04    318870682.59
      总资产        10256667228.08 10256667228.08  10055446776.87
      股东权益       5680377891.58  5680377891.58   4891588779.04
      每股收益           0.2108        0.1636          0.1211
      每股净资产         2.16          2.16            1.86
      净资产收益率%      9.77          7.58            6.52
      调整后的每股净资产 2.12          2.12            1.71
    
        注："调整后"财务指标说明：为客观、公允、合理地反映公司报告期内的经营
状况，对因出让华能上海石洞口第二电厂"非正常经营项目"所得，按调整" 非正常
经营项目收益"后计算公司的净利润及相关财务指标。
        主要财务指标计算公式：
        每股收益＝净利润／报告期末普通股股份总数
        净资产收益率＝净利润／报告期末股东权益×100%
        每股净资产＝报告期末股东权益／报告期末普通股股份总数
        调整后每股净资产＝（报告期末股东权益－三年以上的应收款项－待摊费用－
待处理 (流动、固定) 资产净损失－长期待摊费用－开办费）／报告期末普通股股
份总数
                    三、股本变动和主要股东持股情况
        １、股本变动情况
    
                                             单位：股
                                  期初数             期末数
        一.尚未流通股份
         1.发起人股份
           其中:
           国家拥有股份         2113096700         2113096700
           境内法人持有股份
           外资法人持有股份
           其他
         2.募集法人股            268999069          268999069
         3.内部职工股
         4.优先股或其他           89640000           89640000
           尚未流通股份合计     2471735769         2471735769
        二.已流通股份
         1.境内上市的人民币
           普通股A股             161352000          161352000
         2.境内上市的外资股
         3.境外上市的外资股
         4.其他
           已流通股份合计        161352000          161352000
        三.股份总数             2633087769         2633087769
    
        ２、主要股东持股情况：
    
                股东名称                持有股数    占总股本
                                         (万股)      比例％
        (1)申能(集团)有限公司(国家股)  211309.67     80.25
        (2)上海市电力公司                1798.1       0.68
        (3)上海申能实业公司              1569.9       0.60
        (4)国泰证券公司                  1488.26      0.56
        (5)乔晓辉                        1000         0.38
        (6)上海久事公司                   804.15      0.31
        (7)上海国际信托投资公司           762.95      0.29
        (8)华东电力集团公司               670         0.25
        (9)安徽信托投资公司               605         0.23
        (10)建行上海分行二营              514.834     0.20
    
        截止1998年6月30日,公司股东总户数为154089户。
                    四、经营情况的回顾与展望
        （一）上半年经营情况：
        １、上半年公司继续加强电力能源项目建设,完成投资共3.6亿元。上海外高桥
电厂一期工程正在进行竣工决算工作；上海吴泾热电厂八期工程前期工作进展正常，
按期完成了年度重大节点；天荒坪抽水蓄能电站原计划于1998年6 月一号机组投入
商业运行,由于调试中出现设备震动问题,预计8月完成调试工作,9 月可投入商业运
行,年内二台机组投产的目标不变。东海油气田项目完成总工程量85%左右的建设任
务,为年底供气的各项工作正在顺利进行之中；外高桥电厂二期工程2台百万千瓦级
进口燃煤机组项目可行性研究报告已上报，6月已签署了利用世界银行贷款4亿美元
的协议。同时,项目公司组建工作,征地动迁工作以及主岛设备评标工作等均在积极
开展。
        公司上半年完成经营收入(主营收入加投资收益)77561万元,比去年同期增长53.
28%;利润总额为64887万元，比去年同期增长74.09%;净利润55517万元,比去年同期
增长74.11%;调整后净利润43065万元，比去年同期增长35.06%, 完成年度利润计划
的53.61%。
        ２、公司募集资金使用情况
        本报告期内公司未有募集资金的行为。
        本公司于1996年实施了配股方案（其资金使用情况已在1998年4月7日《上海证
券报》刊登的《申能股份有限公司1997年年度报告摘要》中详细披露）。
        1.1996和1997年,上海外高桥电厂一期工程、天荒坪抽水蓄能电站、 吴泾热电
厂八期工程三个项目公司总投资额14.103亿元,其中1996年募集资金投资额 7. 222
亿元,缺口资金由公司自行筹措解决。
        2.上海外高桥电厂一期工程4×30万千瓦燃煤发电机组按计划已于1997 年全部
建成投产。该电厂全部投入商业运行后，对上海经济发展起到一定保证作用, 并达
到公司预期投资目标。
        3.天荒坪抽水蓄能电站由6台30万千瓦机组组成,世界银行贷款项目, 为国家重
点建设项目之一。该电站于1994年正式开工,现进入设备安装调试高峰期 , 计划于
1998年9月第一台机组投入商业运行,1998年底2号机组并网发电。
        4.上海吴泾热电厂八期工程建设规模为2台60 万千瓦燃煤发电机组及相应送变
电配套工程。该项目前期工作进展正常,按期完成了年度重大节点工作。
        ３、其他投资情况：
        1997年下半年,公司进行了石洞口二厂资产转让工作（具体内容见1997年11 月
22日和1997年12月30日《上海证券报》和《中国证券报》公司有关公告），资产转
让收入35亿元人民币，公司于1998年7月2日前,按照协议规定的进度全部收到， 其
资金用途按股东大会决议执行,无任何挪作他用。
        （二）下半年工作计划：
        公司将积极作好外高桥电厂二期工程、桐柏抽水蓄能电站、金山联合电厂等项
目的前期准备和催批工作，为公司寻求新的经济增长点。同时做好天荒坪抽水蓄能
电站两台机组的投产和东海油气田的供气等工作。完成申能星火热电厂的改制工作。
                    五、重要事项
        １、公司一九九七年度利润分配方案已经公司第九次股东大会通过，即每股分
现金红利0.20元(除税后为0.17元/股),并已于1998年5月29日实施。 （红利发放公
告刊登于1998年5月22日《上海证券报》）。
        ２、本报告期内公司无重大诉讼、仲裁事项。
        ３、公司本年度会计师事务所仍为大华会计师事务所。
                      六、财务报告（未经审计）
      １．会计报表（附后）
      ２．会计报表附注
      （一）会计制度
        本公司自1998年1月1日起执行《股份有限公司会计制度》, 并相应调整资产负
债表项目的年初数和利润及利润分配表项目的上年同期数。
      （二）关联企业及其交易
      （１）关联企业
      ① 存在控制关系的关联方
    
         企业名称                     注册地址          主营业务      
                                                                      
        申能（集团）有限公司      上海东方路428号       从事电力、能源
                                                        基础产业的投资
                                                        开发和经营管理
                                                        实业投资、国内
                                                        贸易、房地产开
                                                        发经营、高科技
                                                        产业等
        上海申能联合发展公司      上海东方路428号       投资能源项目、
                                                        原材料及高新技
                                                        术的开发、投资
        上海申能星火热电厂      上海奉贤民乐路325号       电力和热力  
         企业名称               与本企    经济性质    法定代表人
                                业关系     或类型               
        申能（集团）有限公司     控股     国有独资      许冠庠  
                                                                
                                                                
                                                                
                                                                
                                                                
                                                                
        上海申能联合发展公司    子公司    有限责任      陈光华  
                                                                
                                                                
        上海申能星火热电厂      子公司     有限责任     刘承泽  
      ② 存在控制关系的关联方注册资本、所持股份比例及其变化
         企业名称          年初数      持股比例(%)    期末数     持股比例(%)
    申能（集团）有限公司  300000万元      80.25      300000万元      80.25
    上海申能联合发展公司   16000万元      60          16000万元      60
    上海申能星火热电厂      3000万元      68.65        3000万元      68.65
    
        （２）关联交易
        至1998年6月30日， 本公司占用申能（集团）有限公司电力建设资金和应上交
以前年度国家股股利人民币2034313364.49元， 占公司长期应付款期末余额的 73
.43%。
      （三）报表主要项目注释
    
      （１）短期投资
            项    目       期初数           期末数
            债券投资    610000000.00    1426890645.38
            其他投资    436787600.00     402287600.00
            合    计   1046787600.00    1829178245.38
      （２）应收帐款
            帐    龄        期初数           期末数
                        金额     比例%    金额     比例%
            １年以内 16459842.04 67.57 16718634.00 65.41
            ３年以上  7901323.56 32.43  8841333.55 34.59
            合    计 24361165.60  100  25559967.55  100
      （３）其他应收款
       帐    龄          期初数               期末数
                    金额       比例%     金额       比例%
      １年以内  1383681778.35  98.11  882465959.84  98.12
      １－２年    18437151.42   1.31    7827357.50   0.87
      ２－３年     3478532.30   0.25    4991810.15   0.55
      ３年以上     4713789.23   0.33    4119303.90   0.46
      合    计  1410311251.30   100   899404431.39   100
      （４）存    货        
            类    别          期初数          期末数
            材    料        2201553.35      1708278.64
            燃    料         320947.56      1020976.44
            合    计        2522500.91      2729255.08
    
     （５）在建工程
    
        工程名称       预算数       期初数         期末数   
        星火热电厂                              
        续建工程      6031万元   79816271.24     89569308.15
                                                            
        工程名称     资本化利息    工程进度      资金来源 
        星火热电厂                                        
        续建工程     19535811.53   试运阶段      投资各方 
                                                按比例投入
     （６）开办费          
        项  目            期初数   本期增加 本期摊销     期末数
        开办费           933244.65   ／     233311.14   699933.51
        合计             933244.65    ／    233311.14   699933.51
      （７）长期待摊费用  期初数   本期增加 本期摊销     期末数
      其他待摊费用    101363623.49    ／    6267224.44 95096399.05
        合  计        101363623.49    ／    6267224.44 95096399.05
        注：其他待摊费用主要为调进外汇价差、汇率并轨引起的汇兑损失等。
      （８）财务费用          
            费用项目      上年同期发生额    本期发生额
          ①利息支出       80822871.68      92253915.24
            减：利息收入   22718817.35      12978361.88
          ②汇兑支出       42613527.18      10828687.34
            减：汇兑收益    2380070.52          4466.08
          ③其  他          1492463.72         89606.62
            合  计         99829974.71      90189381.24
      （９）其他业务利润
            项    目         上年同期数         本期数
            其他业务利润     121020.88         65621.80
      （10）投资收益
       项    目         去年同期数                     本期数
                 债券投资收益  其他投资收益  债券投资收益  其他投资收益
       短期投资   9697883.09   54751644.51    42272800.00  116220142.84
       长期投资      ／       396509092.71       ／        580011258.82
       合    计   9697883.09  451260737.22    42272800.00  696231401.66
      （11）营业外支出
              项        目      上年同期数      本期数
         处理固定资产净损失        218.00     202815.38
    
                        七、备查文件
        １、载有董事长亲笔签名的中期报告文本；
        ２、载有法定代表人、财务负责人、会计经办人员亲笔签名并盖章的会计报表；
        ３、公司章程。
                           申能股份有限公司董事会
                           一九九八年八月二十二日
    
                                  资产负债表
                                                         会股地年01表
    编制单位:申能股份有限公司 1998年06月30日              金额单位:元
               资产           行次 年初数母公司          年初数合并  
     流动资产:                                                       
     货币资金                  1    559757750.38         571978386.82
     短期投资                  2   1251037600.00        1046787600.00
     减:短期投资跌价准备       3                                     
     短期投资净额              4   1251037600.00        1046787600.00
     应收票据                  5                           1100000.00
     应收股利                  6                                     
     应收利息                  7                                     
     应收帐款                  8                          24361165.60
     减:坏帐准备               9                                     
     应收帐款净额              10                         24361165.60
     预付帐款                  21                          1511432.99
     应收补贴款                24                                    
     其他应收款                25  1424997057.18        1410311251.30
     存货                      30                          2522500.91
     减:存货跌价准备           31                                    
     存货净额                  32                          2522500.91
     待摊费用                  33                                    
     待处理流动资产净损失      34                                    
     一年内到期的长期债权投资  35                                    
     其他流动资产              36                                    
     流动资产合计              39  3235792407.56        3058572337.62
     长期投资:                                                       
     长期股权投资              40  3749298193.67        3927173595.89
     长期债权投资              41  2595167781.31        2595167781.31
     长期投资合计              42  6344465974.98        6522341377.20
     减:长期投资减值准备       43                                    
     长期投资净额              44  6344465974.98        6522341377.20
     合并价差(合并报表填列)                                          
     (贷差以"-"号表示)                                               
     固定资产:                                                       
     固定资产原价              45     6155186.14         143196925.25
     减:累计折旧               46     2655247.03          41439046.86
     固定资产净值              47     3499939.11         101757878.39
     工程物资                  48                           392040.87
     在建工程                  49                         79816271.24
     固定资产清理              50                            22742.14
     待处理固定资产净损失      51                                    
     固定资产合计              53     3499939.11         181988932.64
     无形资产及其他资产:                                             
     无形资产                  54                                    
     开办费                    55                           933244.65
     长期待摊费用              56    92577065.79         101363623.49
     其他长期资产              57                                    
     无形及递延资产合计        58    92577065.79         102296868.14
     递延税项:                                                       
     递延税款借项              59                                    
     资产总计                  60  9676335387.44        9865199515.60
             负债与股东权益           行次    年初数母公司   年初数合并  
     流动负债:                                                           
     短期借款                          61       30000000.00   50000000.00
     应付票据                          62                                
     应付帐款                          63                      3550428.55
     预收帐款                          64                                
     代销商品款                        65                                
     应付工资                          66                      1652558.03
     应付福利费                        67         219813.95     266811.83
     应付股利                          68      526617553.80  532219454.89
     应交税金                          69       83911537.71   87961431.37
     其他应交款                        70          97017.76     144812.50
     其他应付款                        71       10136105.88   20565877.16
     预提费用                          72        4986000.00    5088838.40
     一年内到期的长期负债              73       19403501.99   19403501.99
     其他流动负债                      74         123781.42     123781.42
     流动负债合计                      80      675495312.51  720977496.14
     长期负债:                                                           
     长期借款                          81     1326229554.01 1362456330.63
     应付债券                          82                                
     长期应付款                        83     2630369137.60 2630369137.60
     住房周转金                        84                                
     其他长期负债                      85                                
     长期负债合计                      90     3956598691.61 3992825468.23
     递延税项:                                                           
     递延税款贷项                      91                                
     负债合计                          92     4632094004.12 4713802964.37
     少数股东权益:(合并报表填列)                             107155167.91
     股东权益:                                                           
     股本                              93     2633087769.00 2633087769.00
     资本公积                          94     1572459640.90 1572459640.90
     盈余公积                          95      646745976.81  649376931.67
     其中:公益金                       96      118491738.01  119534497.67
     未分配利润                        97       67428512.39   64797557.53
     加:非正常经营项目收益调整        97-1     124519484.22  124519484.22
     外币报表折算差额(合并报表填列)   97-2                               
     股东权益合计                      98     5044241383.32 5044241383.32
     负债与股东权益总计                99     9676335387.44 9865199515.60
               资产           行次   期末数母公司       期末数合并  
     流动资产:                                                      
     货币资金                  1      584344594.78      596196108.85
     短期投资                  2     2035928245.38     1829178245.38
     减:短期投资跌价准备       3                                    
     短期投资净额              4     2035928245.38     1829178245.38
     应收票据                  5                          1500000.00
     应收股利                  6                                    
     应收利息                  7                                    
     应收帐款                  8                         25559967.55
     减:坏帐准备               9                                    
     应收帐款净额              10                        25559967.55
     预付帐款                  21                         1021593.72
     应收补贴款                24                                   
     其他应收款                25     911611513.53      899404431.39
     存货                      30                         2729255.08
     减:存货跌价准备           31                                   
     存货净额                  32                         2729255.08
     待摊费用                  33                                   
     待处理流动资产净损失      34                                   
     一年内到期的长期债权投资  35                                   
     其他流动资产              36                                   
     流动资产合计              39    3531884353.69     3355589601.97
     长期投资:                                                      
     长期股权投资              40    3890982722.14     4078062968.68
     长期债权投资              41    2540478408.53     2540478408.53
     长期投资合计              42    6431461130.67     6618541377.21
     减:长期投资减值准备       43                                   
     长期投资净额              44    6431461130.67     6618541377.21
     合并价差(合并报表填列)                                         
     (贷差以"-"号表示)                                              
     固定资产:                                                      
     固定资产原价              45       6211350.14      143013433.11
     减:累计折旧               46       3031378.67       45996131.75
     固定资产净值              47       3179971.47       97017301.36
     工程物资                  48                          130564.69
     在建工程                  49                        89569308.15
     固定资产清理              50                           22742.14
     待处理固定资产净损失      51                                   
     固定资产合计              53       3179971.47      186739916.34
     无形资产及其他资产:                                            
     无形资产                  54                                   
     开办费                    55                          699933.51
     长期待摊费用              56      87916572.09       95096399.05
     其他长期资产              57                                   
     无形及递延资产合计        58      87916572.09       95796332.56
     递延税项:                                                      
     递延税款借项              59                                   
     资产总计                  60   10054442027.92    10256667228.08
             负债与股东权益          行次    期末数母公司      期末数合并  
     流动负债:                                                             
     短期借款                         61                        21000000.00
     应付票据                         62                                   
     应付帐款                         63                         2788332.83
     预收帐款                         64                                   
     代销商品款                       65                                   
     应付工资                         66                         2326312.02
     应付福利费                       67         270479.89        324260.08
     应付股利                         68      272491334.08     278093235.17
     应交税金                         69       96344289.64      97133059.50
     其他应交款                       70                           31199.50
     其他应付款                       71       11585281.62      25271541.78
     预提费用                         72        4536000.00       4638838.40
     一年内到期的长期负债             73       17562824.99      17562824.99
     其他流动负债                     74                                   
     流动负债合计                     80      402790210.22     449169604.27
     长期负债:                                                             
     长期借款                         81     1201030890.13    1253991301.32
     应付债券                         82                                   
     长期应付款                       83     2770243035.99    2770243035.99
     住房周转金                       84                                   
     其他长期负债                     85                                   
     长期负债合计                     90     3971273926.12    4024234337.31
     递延税项:                                                             
     递延税款贷项                     91                                   
     负债合计                         92     4374064136.34    4473403941.58
     少数股东权益:(合并报表填列)                               102885394.92
     股东权益:                                                             
     股本                             93     2633087769.00    2633087769.00
     资本公积                         94     1653426640.90    1653426640.90
     盈余公积                         95      646745976.81     649376931.67
     其中:公益金                      96      118491738.01     119534497.67
     未分配利润                       97      622598020.65     619967065.79
     加:非正常经营项目收益调整       97-1     124519484.22     124519484.22
     外币报表折算差额(合并报表填列)  97-2                                  
     股东权益合计                     98     5680377891.58    5680377891.58
     负债与股东权益总计               99    10054442027.92   10256667228.08
                                  利润及利润分配表
                                     1998年06月
                                                         会股地年02表
    编制单位:申能股份有限公司                             金额单位:元
                                             上年同期实际数     本期实际数
                    项目                行次    母公司             合并    
     一、主营业务收入                    1     5828037.62       45041143.36
     减:折扣与折让                       2                                 
     主营业务收入净额                    3     5828037.62       45041143.36
     减:主营业务成本                     4                      26640618.53
     主营业务税金及附加                  5      324330.29         487128.00
     二、主营业务利润(亏损以"一"号填列)  6     5503707.33       17913396.83
     加:其他业务利润(亏损以"一"号填列)   7      121020.88         121020.88
     减:存货跌价损失                     8                                 
     营业费用                            9                                 
     管理费用                            10    3817871.63        6440183.96
     财务费用                            11   90542133.07       99829974.71
     三、营业利润(亏损以"－"号填列)      12  -88735276.49      -88235740.96
     加:投资收益(损失以"－"号填列)       13  463878473.17      460958620.31
     补贴收入                            14                                
     营业外收入                          15                                
     减:营业外支出                       16        218.00            218.00
     四、利润总额(亏损总额以"－"号填列)  17  375142978.68      372722661.35
     减:所得税                           18   56271215.29       56492530.41
     减:少数股东损益(合并报表填列)                                         
     (亏损以"-"号填列)                   19                     -2640551.65
     五、净利润(净亏损以"－"号填列)      20  318871763.39      318870682.59
     减:非正常经营项目收益调整           21                                
     五-1.调整后净利润                   22  318871763.39      318870682.59
     加:年初未分配利润                   23   38000898.02       35371023.96
     盈余公积转入                        24                                
     六、可供分配的利润                  25  356872661.41      354241706.55
     减:提取法定盈余公积                 26                                
     提取法定公益金                      27                                
     七、可供股东分配的利润              28  356872661.41      354241706.55
     减:应付优先股股利                   29                                
     提取任意盈余公积                    30                                
     应付普通股股利                      31                                
     转作股本的普通股股利                32                                
     九、未分配利润                      33  356872661.41      354241706.55
                                             上年同期实际数     本期实际数
                    项目                行次     母公司            合并    
     一、主营业务收入                    1      3268062.00      37103843.73
     减:折扣与折让                       2                                 
     主营业务收入净额                    3      3268062.00      37103843.73
     减:主营业务成本                     4                      29339543.97
     主营业务税金及附加                  5       181867.65        330700.76
     二、主营业务利润(亏损以"一"号填列)  6      3086194.35       7433599.00
     加:其他业务利润(亏损以"一"号填列)   7        65621.80         65621.80
     减:存货跌价损失                     8                                 
     营业费用                            9                                 
     管理费用                            10     4501784.53       6740400.88
     财务费用                            11    75295521.75      90189381.24
     三、营业利润(亏损以"－"号填列)      12   -76645490.13     -89430561.32
     加:投资收益(损失以"－"号填列)       13   729786088.09     738504201.66
     补贴收入                            14                                
     营业外收入                          15                                
     减:营业外支出                       16                       202815.38
     四、利润总额(亏损总额以"－"号填列)  17   653140597.96     648870824.96
     减:所得税                           18    97971089.70      97971089.70
     减:少数股东损益(合并报表填列)                                         
     (亏损以"-"号填列)                   19                     -4269773.00
     五、净利润(净亏损以"－"号填列)      20   555169508.26     555169508.26
     减:非正常经营项目收益调整           21   124519484.22     124519484.22
     五-1.调整后净利润                   22   430650024.04     430650024.04
     加:年初未分配利润                   23    67428512.39      64797557.53
     盈余公积转入                        24                                
     六、可供分配的利润                  25   498078536.43     495447581.57
     减:提取法定盈余公积                 26                                
     提取法定公益金                      27                                
     七、可供股东分配的利润              28   498078536.43     495447581.57
     减:应付优先股股利                   29                                
     提取任意盈余公积                    30                                
     应付普通股股利                      31                                
     转作股本的普通股股利                32                                
     九、未分配利润                      33   498078536.43     495447581.57